Edward G Riley

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-01-16
CT	RA	APPROVED	2002-10-07

TX RA
APPROVED

Since 2018-01-16
CT RA
APPROVED

Since 2002-10-07

Branch Locations

600 Boston Post Rd 2Nd Fl, Madison, CT 06443 • United States

555 Long Wharf Dr 9Th Fl [Xe-Rbo], New Haven, CT 06511 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Madison	CT	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Madison	CT	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Madison, CT
11/2016 → Present

Wells Fargo Clearing Services, Llc

Madison, CT

Previous Registrations

1999-01-25 → 2002-09-30

Prudential Equity Group, Llc

New Haven, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-01-16
S63	Uniform Securities Agent State Law Examination	1996-01-09

S65 Uniform Investment Adviser Law Examination

1996-01-16
S63 Uniform Securities Agent State Law Examination

1996-01-09

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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