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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-09-02 |
Branch Locations
123 W Padre, Suiteg, Santa Barbara, CA 93105 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National | Torrance | CA | 10/1986 | Present |
| Interstate Assurance Co. | Des Moines | IA | 10/1986 | Present |
| David Allen Goss | Santa Barbara | CA | 10/1986 | Present |
| Goss Swier Financial Services | Santa Barbar | CA | 01/1997 | Present |
| David A. Goss Iii, Financial Services, Inc. | Santa Barbara | CA | 01/2000 | Present |
| Reliastar | Seattle | WA | 10/2003 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 08/2008 | Present |
1) DAVID A. GOSS, III, FINANCIAL SERVICES, INC.;123 W. PADRE ST. #G SANTA BARBARA, CA 93105; AGENT; INVESTMENT,INSURANCE;START DATE: 10/1/1986; APPROX.NO HRS/MO DEVOTED TO THIS BUS: 200; APPROX.NO OF HRS/MO DEVOTED TO BUS DURING TRADING HRS:120; IR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-15 |
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