Gregory Howard Bray

Current Employers

Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2015-10-28

MO RA
APPROVED

Since 2015-10-28

Branch Locations

7777 Bonhomme Ave. Suite 2400, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Smith, Moore & Co.	Clayton	MO	08/2015	Present

08/2015 → Present

Smith, Moore & Co.

Clayton, MO

Previous Registrations

2000-05-23 → 2016-03-29

Alton Capital Management, Inc.

Alton, IL

Other Businesses

08/2015 - Insurance Agent, investment-related, same office location, Insurance service and sales, 1 hour per month, 1 hour per month during trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-04-03
S63	Uniform Securities Agent State Law Examination	1996-01-12

S65 Uniform Investment Adviser Law Examination

2000-04-03
S63 Uniform Securities Agent State Law Examination

1996-01-12

View on SEC IAPD

Current Employers

Smith, Moore & Co.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews