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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2008-01-01 |
Branch Locations
4101 Edison Lakes Pkwy Ste 300, Mishawaka, IN 46545 • United States
South Bend, IN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mishawaka | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mishawaka | IN | 11/2016 | Present |
HOCKEY REFEREE, NOT INVESTMENT RELATED; SOUTH BEND, IN; HOCKEY REFEREE, YOUTH HOCKEY GAMES, START DATE 10/2013, 10 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES - OFFICATE HOCKEY GAMES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-27 |
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