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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-18
MN RA APPROVED 2013-12-04
  • TX RA
    APPROVED_RES
    Since 2025-07-18
  • MN RA
    APPROVED
    Since 2013-12-04

Branch Locations

100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Minneapolis MN 10/1995 Present
Mml Investors Services, Llc Minneapolis MN 10/1995 Present
Other Businesses

NAME: DAVID KELLER INV REL: Y ADD: 100 S. 5th Street, Suite 2300, Minneapolis, MN 55402 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES/AGENT START DATE: 2001 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (2)NAME: KELLER 1, LLC & KELLER MANAGEMENT COMPANY INV REL: Y ADD: 4248 LINDEN HILLS BLVD, MINNEAPOLIS, MN 55410 NATURE: REAL ESTATE POSITION: CHIEF MANAGER START DATE: 1997 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES:ONLY BUYING AND SELLING PROPERTIES FOR MYSELF INDIVIDUALLY. DUTIES ALSO INCLUDE MANAGING RENTAL PROPERTIES FOR SELF (KELLER 1, LLC) AND HOMEOWNERS ASSOCIATIONS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-18
  • S63 Uniform Securities Agent State Law Examination
    1995-10-18
Other Names
  • Dave Keller

View on SEC IAPD

Other Firms

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