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4821 E 2Nd Street, Long Beach, CA 90803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 12/2023 |
| Clg, Llc | Long Beach | CA | 09/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2024 | Present |
1) CLG, LLC. Investment Related. At registered location. RIA. Partner/Financial Advisor. 1/2/2024. Hrs/month 80 with 40 during trading hours. IAR. 2) CLG Holding Company LLC. Not investment related. 4821 E. 2nd Street Long Beach, CA 90803. Holding Company. Partner/Part Owner. 8/1/2016. Hrs/month 4 with 1 during trading hours. Family holding company, owns Oria CLG LLC. 3) John D. Cartwright & Assoc. Inc. Investment Related. 4821 E. 2nd Street Long Beach, CA 90803. Independent Insurance Agent. Financial Advisor. 1/1/1995. Hrs/month 10 all during trading hours. Supporting regional office. 4) Fixed Insurance. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 1/2/2024. Hrs/month 4 all during trading hours. Provide insurance advice based on the needs of client(s). 5) PKSF. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 1/2/2024. Hrs/month 4 all during trading hours. Provide insurance advice based on the needs of client(s).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-01 |
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