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Timothy Patrick Sweeney

Centaurus Financial, Inc.

Santa Barbara, CA

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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-09-09
  • CA RA
    APPROVED
    Since 2015-09-09

Branch Locations

3902 State Street Suite #101, Santa Barbara, CA 93105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial Inc. Anaheim CA 09/2015 Present
Previous Registrations
  • 2009-03-06 → 2015-09-09
    J P Turner & Company Capital Management, Llc
    Santa Barbara, CA
  • 2007-02-14 → 2007-07-03
    Brookstreet Securities Corporation
    Santa Barbara, CA
Other Businesses

Tremblay Financial Services, non-investment related, 3902 State Street, Suite #101, Santa Barbara, CA 93105, DBA for marketing purposes only, since 11/1/2017.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-15
S63 Uniform Securities Agent State Law Examination 1995-12-15
  • S65 Uniform Investment Adviser Law Examination
    2006-12-15
  • S63 Uniform Securities Agent State Law Examination
    1995-12-15

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
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