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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-19 |
| TX | RA | APPROVED_RES | 2014-03-27 |
Branch Locations
6390 Main St, Ste 100, Williamsville, NY 14221 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Buffalo | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Buffalo | NY | 11/2016 | Present |
AVON PRODUCTS, NOT INV RELATED, SALES REPRESENTATIVE, START 12/1/2000, 2 HRS/MONTH, ZERO DURING TRADING, COSMETIC SALES. KOHLS DEPARTMENT STORES; NOT INVESTMENT RELATED; EAST AMHERST, NY; RETAIL SALES; CASHIER; START 11/01/2013; 24 HOURS PER MONTH; 0 DURING TRADING; DUTIES INCLUDE CASHIERING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-09-13 |
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