George Hodges James

Current Employers

Employment History

• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1999 → 10/2025
  Equitable Advisors, Llc
  New York, NY
• 10/2025 → Present
  Southwest Wealth Strategies
  Scottsdale, AZ
• 10/2025 → Present
  Raymond James Financial Services Inc.
  Scottsdale, AZ
• 10/2025 → Present
  Raymond James Financial Services Advisors Inc.
  Scottsdale, AZ

Previous Registrations

• 2004-10-11 → 2025-10-28
  Equitable Advisors, Llc
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

(1)Name of Business: Eugene Cohen Insurance Agency Address: 6720 N Scottsdale Rd Ste 390, Scottsdale, AZ, 85253-4421, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Use them to sell Non- Variable insurance in the areas of\nLife, Disability and Long Term Care (2)Name of Business: Black Gould & Associates Inc Address: 6720 N Scottsdale Rd Ste 390, Scottsdale, AZ, 85253-4421, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/1997 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sell Individual Health Insurance (3)Name of Business: Every Kid Counts LLC Address: 8503 E Navarro Cir, Mesa, AZ, 85209-7307, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: No Start Date: 11/01/2010 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: We provide back to school supplies, some scholarships (about 4,500.00 per yr) and we distribute about 3k-4k toys each year during our season of giving. I take care of the day to day activities which aren't to many (1-3 hours per week). The only times that I put in any extra time is during any fundraisers (1-2 per year) and during our season of giving (I may put in 5-10 hours per week during these times). We are not a big charity but we have supporting our community for 30 years. (4)Name of Business: Mutual of Omaha Address: 6720 N Scottsdale Rd Ste 390, Scottsdale, AZ, 85253-4421, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sell individual long term care insurance through them

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-10
• S63 Uniform Securities Agent State Law Examination
  1995-11-02

Other Names

• George H James