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3400 Wabash Avenue, Springfield, IL 62711 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-13 |
| IL | RA | APPROVED | 2020-12-11 |
| TX | RA | APPROVED | 2020-12-11 |
Branch Locations
3400 Wabash Avenue, Springfield, IL 62711 • United States
Palm Coast, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Springfield | Springfield | IL | 03/2007 | Present |
| Lpl Financial, Llc | Springfield | IL | 11/2010 | 04/2023 |
| Bos Asset Management, Llc | Springfield | IL | 11/2020 | Present |
1. 10/28/2010: NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - FIXED INSURANCE PRODUCTS PLACED THROUGH BANKS OWNED INSURANCE AGENCY. 2. 04/29/2015: METZ & METZ LLC - 3001 EAST ASH STREET, SPRINGFIELD, IL 62702 - REAL ESTATE RENTAL - START 01/01/2014 - 2 HR/MO NONE DURING SECS TRDG HRS - OWNER. 3. 7/9/2018 - Bucket List Adventures LLC - Not Investment Related - 2700 East Ash Street, Springfield, IL 62703. - Business Entity For Tax/Investment Purposes Only - Partner - Start Date: 01/11/2018 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-18 |
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