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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-04-28 |
| TX | RA | APPROVED | 2025-04-28 |
Branch Locations
3292 Eagle View Ln, Lexington, KY 40509 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D. Scott Neal, Inc. | Lexington | KY | 09/1995 | 03/2025 |
| Mercer Global Advisors Inc. | Lexington | KY | 04/2025 | Present |
1) Zweite Boden, LLC, Partner, 3292 Eagle View Lane, Suite 290, Lexington, KY - Real Estate Partnership, Non-Investment Related (12/2013-Present), 0.50 hours/month, 0 hours/month during securities trading hours. LLC owns Lexington office and rents it to D. Scott Neal, Inc. for use as its principal location.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-09-18 |
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