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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-19 |
| TX | RA | APPROVED | 2022-04-19 |
Branch Locations
21 E Carillo Street Suite 100, Santa Barbara, CA 93101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Santa Barbara | CA | 04/2008 | Present |
| Sanctuary Securities, Inc. | Santa Barbara | CA | 04/2022 | Present |
| Sanctuary Adviors, Llc | Santa Barbara | CA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-20 |
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