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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-21 |
| CO | RA | APPROVED | 2012-07-03 |
Branch Locations
100 Saint Paul Street Suite 600, Denver, CO 80206 • United States
Evergreen, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Denver | CO | 07/2012 | Present |
(1)STATE OF COLORADO COLLEGE INVEST ADVISORY BOARD OF DIRECTORS - DENVER, CO, ADVISORY BOARD (2)SAINT MARY'S UNIVERSITY OF MINNESOTA - WINONA, MN, ADVISORY INVESTMENT COMMITTEE (3)FRASER RIVER VALLEY LIONS CLUB FOUNDATION BOARD - FRASER, CO, FOUNDATION BOARD (2) Name of Business: Saint Marys University of Minnesota Address: 100 St. Paul Street, Suite 600, Denver, CO, 80206, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 11/11/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Active member of alumni community. Founder of Joint International Service Trip to Kenya.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-17 |
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