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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-03-05
  • UT RA
    APPROVED
    Since 2020-03-05

Branch Locations

6405 South 3000 East Suite 250, Holladay, UT 84121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Holladay UT 01/2020 Present
Raymond James Financial Services Advisors, Inc. Holladay UT 01/2020 Present
Mwb Properties Llc Holladay UT 09/2005 Present
Previous Registrations
  • 2011-09-22 → 2020-03-02
    First Western Advisors
    Holladay, UT
    Holladay, UT
  • 2007-04-19 → 2011-09-13
    Belsen Getty, Llc
    Bountiful, UT
  • 1999-06-07 → 2005-10-06
    Zions Direct, Inc.
    Holladay, UT
Other Businesses

(1)Name of Business: FIRST WESTERN ADVISORS Address: 3165 E. Millrock Drive Suite 340, Holladay, UT, 84121, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Responsibilities of an Investment Advisor (2)Name of Business: MWB Properties LLC Address: 1975 E Woodside Drive, Holladay , UT, 84124, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/02/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and manage rental real estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-25
S63 Uniform Securities Agent State Law Examination 1995-10-02
  • S65 Uniform Investment Adviser Law Examination
    1998-08-25
  • S63 Uniform Securities Agent State Law Examination
    1995-10-02

View on SEC IAPD

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