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451 Dunham Road Suite 202, St. Charles, IL 60174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-01-31 |
Branch Locations
451 Dunham Road Suite 202, St. Charles, IL 60174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | St. Charles | IL | 07/2011 | Present |
| The Lighthouse Institute, Inc | North Aurora | IL | 02/2016 | 01/2018 |
| Redwing Financial, Llc | St. Charles | IL | 01/2018 | Present |
1. 07/06/2011: No Business Name - Other-Nutrition - Certified Holistic Nutrional Consultant; Probono speaking on nutritional issues to help people to learn how to eat better. 2. 9/28/2011: Leaders Partners, INC. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Writing Life Insurance and Long-Term Care Insurance. 3. 2/6/2018 - Redwing Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/01/2018 - 160 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Redwing Financial, LLC, an independent investment advisor firm. I started this business activity in February 2018. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/6/2018 - Redwing Financial, LLC - DBA: Redwing Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/01/2018 - 160 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Redwing Financial, LLC, an independent investment advisor firm. I started this business activity in February 2018. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/27/2018 - No Business Name - Not Investment Related - No Specific Business Location - Other-Public Speaker - Start Date:2/1/2018 - 2 Hours Per Month/0 Hours during Trading. 6. 09/12/2023 - No Business Name - Other - Author - Co-Author - Investment Related - Start Date 10/20/2016 - 0 Hours Per Month/ During Trading 7. 11/15/2024 - Other - Education/Coaching - Astrologer - Not Investment Related - Home Based - Start Date 12/01/2024 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-26 |
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