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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-09 |
| TX | RA | APPROVED_RES | 2023-09-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Williamsville | NY | 07/2016 | 09/2023 |
| Lpl Financial Llc | Williamsville | NY | 09/2023 | Present |
1) 09/05/2023 - Mr. Miller Inc - Business Entity For Tax/Investment Purposes Only - owner - ny 14052 - Non investment related - Start date: 08/15/2018.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-22 |
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