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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2004-11-04 |
Branch Locations
9841 Irvine Center Drive Suite 150, Irvine, CA 92618 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities | Palm Beach Gardens | FL | 11/2004 | Present |
| Retirement Plans Services Inc | Laguna Niguel | CA | 03/2010 | Present |
CPS INSURANCE SERVICES POSITION: AGENT NATURE: SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 10/03/2011 ADDRESS: 18551 VAN KARMAN #150, IRVINE CA 92612 DESCRIPTION: INSUARANCE AGENT - LIFE, HEALTH, FIXED RETIREMENT PLANS SERVICES INC POSITION: PRESIDENT NATURE: FINANNCIAL PLANNING INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 03/18/2010 ADDRESS: 27396 HYATT CT, LAGUNA NIGUEL CA 92677 DESCRIPTION: JUST INCORPORATION WEST COAST TEAM REALTY POSITION: SALESPERSON NATURE: REAL ESTATE INVESTMENT RELATED: NO NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2015 ADDRESS: 27595 NIGUEL VILLAGE DR, LAGUNA NIGUEL CA 92677 DESCRIPTION: REAL ESTATE SALESPERSON BUYING AND SELLING PROPERTIES FOR COMMISSION INDEPENDENCE HOME LOANS POSITION: MORTGAGE LOAN OFFICER NATURE: HELPYING CLIENTS OPTAIN LOANS FOR HOME PURCHASE INVESTMENT RELATED: YES NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2015 ADDRESS: 27595 NIGUEL VILLAGE DRIVE, LAGUNA NIGUEL CA 92677 DESCRIPTION: MORTGAGE LOAN ORIGINATOR EDUCATORS RETIREMENT SOLUTIONS, Is Investment Related, DBA, Financial Professional 11/04/2004,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-05 |
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