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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-19 |
| CA | RA | APPROVED | 2007-01-05 |
Branch Locations
4275 Executive Square Suite 450, La Jolla, CA 92037 • United States
Carlsbad, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 08/1995 | Present |
| Mml Investors Services | San Diego | CA | 01/1997 | Present |
NAME: MICHAEL J. ZEPEDA, JR. INV REL: Y ADD: 4275 EXECUTIVE SQUARE #400 LA JOLLA, CA. 92037 NATURE: LIFE/HEALTH GROUP LIFE/HEALTH POSITION: SALES START DATE: 2007 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2)NAME: POLLAKOV & DUKE INSURANCE SERVICES INV REL: Y ADD: 10225 BARNES CANYON ROAD SUITE A210 SAN DIEGO CA 92121 NATURE: GROUP AND INDIVIDUAL MEDICAL INSURANCE POSITION: SALES, REFERRAL SOURCE START DATE: 2002 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (3) NAME: CITY OF CARLSBAD, COMMUNITY-POLICE ENGAGEMENT COMMISSION INV REL: N ADD: 1200 CARLSBAD VILLAGE DRIVE CARLSBAD CA 92008 NATURE: PROMOTE PRODUCTIVE COMMUNICATION AND INTERACTION BETWEEN THE CITY OF CARLSBAD POLICE DEPARTMENT AND COMMUNITY POSITION: COMMISSION MEMBER-DISTRICT 1 START DATE: 10/2023 NO HRS/MO: .33 NO HRS/MO DUR TRADING: 0 DUTIES: PROMOTE PRODUCTIVE COMMUNICATION AND INTERACTION BETWEEN THE CITY OF CARLSBAD POLICE DEPARTMENT AND COMMUNITY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-17 |
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