Susan Ann Kershner

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-03-09
PA	RA	APPROVED	2021-03-08

NJ RA
APPROVED

Since 2021-03-09
PA RA
APPROVED

Since 2021-03-08

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Allentown	PA	06/2002	Present
Wells Fargo Advisors Llc	Allentown	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Allentown	PA	11/2016	Present

06/2002 → Present

Wachovia Bank, N.A.

Allentown, PA
05/2009 → 11/2016

Wells Fargo Advisors Llc

Allentown, PA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Allentown, PA

Other Businesses

ALLENTOWN SWIMMING & BOATING CLUB; INV RELATED; ALLENTOWN, PA; FINANCIAL SECRETARY; SOCIAL CLUB; START: 1/1/18; 4 HRS/MO; 0 DURING TRADING; DUTIES: ATTENDING MEETINGS & BILLING & COLLECTION OF ANNUAL DUES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-08
S63	Uniform Securities Agent State Law Examination	1995-10-04

S66 Uniform Combined State Law Examination

2021-03-08
S63 Uniform Securities Agent State Law Examination

1995-10-04

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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