Best Investors Account Sign in

Lisa Marie Wiseman

Keel Point, LLC

Huntsville, AL

Claim This Profile
Current Employers
Keel Point, Llc

100 Church Street Suite 500, Huntsville, AL 35801 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-05-01
  • AL RA
    APPROVED
    Since 2015-05-01

Branch Locations

100 Church Street Suite 500, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keel Point Capital, Llc Huntsville AL 05/2015 Present
Keel Point, Llc Huntsville AL 05/2015 Present
Keel Point Personal Money Management, Llc Huntsville AL 02/2022 Present
  • 05/2015 → Present
    Keel Point Capital, Llc
    Huntsville, AL
  • 05/2015 → Present
    Keel Point, Llc
    Huntsville, AL
  • 02/2022 → Present
    Keel Point Personal Money Management, Llc
    Huntsville, AL
Previous Registrations
  • 2022-04-11 → 2023-12-31
    Keel Point Personal Money Management, Llc
    Huntsville, AL
  • 2009-06-01 → 2015-05-13
    Morgan Stanley
    Huntsville, AL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Huntsville, AL
  • 2005-04-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Huntsville, AL
    Huntsville, AL
  • 2000-02-09 → 2005-04-20
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Huntsville, AL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-13
S65 Uniform Investment Adviser Law Examination 1998-11-13
  • S63 Uniform Securities Agent State Law Examination
    1999-09-13
  • S65 Uniform Investment Adviser Law Examination
    1998-11-13
Other Names
  • Lisa M Wiseman

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
TRUIST ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

More in Huntsville, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor