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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-20 |
| MD | RA | APPROVED | 2022-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Rosenthal Group | Pikesville | MD | 01/2013 | 05/2021 |
| Okun Financial Group | Towson | MD | 05/2021 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 08/2022 | Present |
| Bank Of America, N.A. | Hunt Valley | MD | 09/2022 | Present |
S R /THE R GROUP PIKESVILLE MD 21208 CATEGORY: ENTITY OWNER INVESTMENT RELATED: NO TITLE: SOLE OWNER DUTIES: RUNNING WHOLESALE BUSINESS ENTITY SPECIALIZING IN GIFTS, TOYS, GREETING CARDS START DATE: 01/01/2013 HOURS PER MONTH: 200 HOURS PER MONTH DURING TRADING HOURS: 80S R /SEW FABULOUS PIKESVILLE MD 21208 CATEGORY: RETAIL SERVICE/INSTRUCTOR INVESTMENT RELATED: NO TITLE: KNITTING INSTRUCTOR DUTIES: PROVIDE KNITTING LESSONS START DATE: 01/03/2022 HOURS PER MONTH: 6 HOURS PER MONTH DURING TRADING HOURS: 0League of Minority Voters Not investment related Community and Business Outreach10 hours a month start date 9/1/2022not during trading hours I*1767455, Entity Type: For Profit, Name of OBA: ETSY, Address: Pikesville, MD 21208, Investment Related: No, Position, Title, Association: Other, Employee Start Date:04/01/2024 No Hours: No Hours during trading: Duties: Opening an Etsy account for my minor child I*2247292, Entity Type: Entity Charitable, Name of OBA: Girl Scouts of Central Maryland - board, Address: Baltimore, Maryland, 21215, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee Start Date: 04/01/2025, No Hours: 12 Yearly, No Hours during Trading: 4 Yearly, Duties: Committee chair for camp and property committee. Make recommendations to board for contractors, vendors. No direct money management, cash, or investment advice, Development of girls confidence and abilities I*3682265Entity Type: CharitableName of OBA: ItinerisAddress: Baltimore, Maryland, 21211Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 01/31/2026Number of Hours: 2, MonthlyNumber of Hours during trading: 0Duties: This is a nonprofit that provides services and support to individuals with IDD and their families Board member at large I*3682269Entity Type: Not for ProfitName of OBA: Womens Council of Realtors Greater BaltimoreAddress: Annapolis, Maryland, 21401Investment Related: NoPosition, Title, Association: Member Employee Start Date: 02/01/2026Number of Hours: 10, YearlyNumber of Hours during trading: 1, YearlyDuties: Women real estate agents group I will be a strategic sponsor and attend networking meetings. I*4839268, Entity Type: , Name of OBA: K and J R, Address: North Potomac, Maryland, 20878, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/07/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-21 |
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