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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-20
MD RA APPROVED 2022-09-09
  • TX RA
    APPROVED
    Since 2022-10-20
  • MD RA
    APPROVED
    Since 2022-09-09

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Rosenthal Group Pikesville MD 01/2013 05/2021
Okun Financial Group Towson MD 05/2021 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 08/2022 Present
Bank Of America, N.A. Hunt Valley MD 09/2022 Present
  • 01/2013 → 05/2021
    The Rosenthal Group
    Pikesville, MD
  • 05/2021 → 08/2022
    Okun Financial Group
    Towson, MD
  • 08/2022 → Present
    Hunt Valley, MD
  • 09/2022 → Present
    Bank Of America, N.A.
    Hunt Valley, MD
Previous Registrations
  • 2022-02-22 → 2022-08-10
    Osaic Fa, Inc.
    Towson, MD
    Towson, MD
    Blue Bell, PA
Other Businesses

S R /THE R GROUP PIKESVILLE MD 21208 CATEGORY: ENTITY OWNER INVESTMENT RELATED: NO TITLE: SOLE OWNER DUTIES: RUNNING WHOLESALE BUSINESS ENTITY SPECIALIZING IN GIFTS, TOYS, GREETING CARDS START DATE: 01/01/2013 HOURS PER MONTH: 200 HOURS PER MONTH DURING TRADING HOURS: 80S R /SEW FABULOUS PIKESVILLE MD 21208 CATEGORY: RETAIL SERVICE/INSTRUCTOR INVESTMENT RELATED: NO TITLE: KNITTING INSTRUCTOR DUTIES: PROVIDE KNITTING LESSONS START DATE: 01/03/2022 HOURS PER MONTH: 6 HOURS PER MONTH DURING TRADING HOURS: 0League of Minority Voters Not investment related Community and Business Outreach10 hours a month start date 9/1/2022not during trading hours I*1767455, Entity Type: For Profit, Name of OBA: ETSY, Address: Pikesville, MD 21208, Investment Related: No, Position, Title, Association: Other, Employee Start Date:04/01/2024 No Hours: No Hours during trading: Duties: Opening an Etsy account for my minor child I*2247292, Entity Type: Entity Charitable, Name of OBA: Girl Scouts of Central Maryland - board, Address: Baltimore, Maryland, 21215, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee Start Date: 04/01/2025, No Hours: 12 Yearly, No Hours during Trading: 4 Yearly, Duties: Committee chair for camp and property committee. Make recommendations to board for contractors, vendors. No direct money management, cash, or investment advice, Development of girls confidence and abilities I*3682265Entity Type: CharitableName of OBA: ItinerisAddress: Baltimore, Maryland, 21211Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 01/31/2026Number of Hours: 2, MonthlyNumber of Hours during trading: 0Duties: This is a nonprofit that provides services and support to individuals with IDD and their families Board member at large I*3682269Entity Type: Not for ProfitName of OBA: Womens Council of Realtors Greater BaltimoreAddress: Annapolis, Maryland, 21401Investment Related: NoPosition, Title, Association: Member Employee Start Date: 02/01/2026Number of Hours: 10, YearlyNumber of Hours during trading: 1, YearlyDuties: Women real estate agents group I will be a strategic sponsor and attend networking meetings. I*4839268, Entity Type: , Name of OBA: K and J R, Address: North Potomac, Maryland, 20878, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/07/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-17
S63 Uniform Securities Agent State Law Examination 1996-10-21
  • S66 Uniform Combined State Law Examination
    2022-02-17
  • S63 Uniform Securities Agent State Law Examination
    1996-10-21
Other Names
  • Sarah Ariel Rosenthal
  • Sarah A Rosenthal

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