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Christina M Ciorciari

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-06-28
NJ RA APPROVED 2015-02-13
TX RA APPROVED 2015-02-11
  • PA RA
    APPROVED
    Since 2016-06-28
  • NJ RA
    APPROVED
    Since 2015-02-13
  • TX RA
    APPROVED
    Since 2015-02-11

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 09/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-05
S63 Uniform Securities Agent State Law Examination 1997-06-04
  • S66 Uniform Combined State Law Examination
    2015-02-05
  • S63 Uniform Securities Agent State Law Examination
    1997-06-04
Other Names
  • Christina C Pontenberg
  • Christina C Pontenberg

View on SEC IAPD

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MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
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