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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 1996-02-26
TX RA APPROVED_RES 1996-01-09
  • OK RA
    APPROVED
    Since 1996-02-26
  • TX RA
    APPROVED_RES
    Since 1996-01-09

Branch Locations

211 N Robinson Ave, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 08/1995 Present
Bank Of America, N.A. Oklahoma City OK 06/2011 Present
Other Businesses

I*51771 For profit or not for profit: For-Profit Organization Name of outside business organization: SKK&MKK LLC Investment related: N Address of business: Oklahom aCity, Oklahoma 73162 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 12/31/2010 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Rental Properties Book Keeping on the property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-10
S63 Uniform Securities Agent State Law Examination 1995-10-25
  • S65 Uniform Investment Adviser Law Examination
    1995-11-10
  • S63 Uniform Securities Agent State Law Examination
    1995-10-25
Other Names
  • Keith Klem
  • Keith Klem
  • Sidney Keith Klem

View on SEC IAPD

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