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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Port Washington | NY | 09/2014 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 08/2021 |
| Lpl Financial Llc | Port Washington | NY | 08/2021 | Present |
1)08/21/2021 - Zimbardi Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2016 - 160 Hr/Mth 2)08/21/2021 - Independent Insurance Agent - Inv Rel - At Reported Business Location(s) - Start: 07/2010
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-04 |
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