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406 Deer Park Avenue, Babylon, NY 11702 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laufer Llp (Landau Arnold Laufer & Co) | Babylon | NY | 12/2003 | Present |
| North Ridge Securities Corp | Melville | NY | 12/2014 | 01/2019 |
| Lpl Financial Llc | Babylon | NY | 10/2019 | Present |
1)10/31/19- North East Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Lindenhurst, NY- 160hrs/mth- 100% 2)10/31/19- LAUFER LLP- Tax Prep/Accounting/CPA- Inv. Related- Babylon, NY- start date 12/15/2003- 170hrs/mth - 95% 3)10/31/19- Romeo Bertolini - Non-Variable Insurance/ Agent for health- Inv. Related- Babylon, NY- start date 6/1/2012- 1hr/mth - 1% 4)10/31/19-Romeo Bertolini- Real Estate Rental - Owner- Inv. Related- Ozone Park, NY- start date 3/15/2017- 2hrs/mth- 1% 5)10/31/19- Laufer Wealth Management LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Babylon, NY- start date 10/17/2014-1hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-23 |
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