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David Rhynehardt Neubert

Raymond James & Associates, Inc.

Memphis, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-05-08
  • TN RA
    APPROVED
    Since 2019-05-08

Branch Locations

1100 Ridgeway Loop Road Suite 500, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genspring Family Offices, Llc Nashville TN 08/2004 03/2018
Suntrust Bank Memphis TN 03/2018 03/2019
Raymond James & Associates, Inc. Memphis TN 04/2019 Present
  • 08/2004 → 03/2018
    Genspring Family Offices, Llc
    Nashville, TN
  • 03/2018 → 03/2019
    Suntrust Bank
    Memphis, TN
  • 04/2019 → Present
    Raymond James & Associates, Inc.
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-05-20
S65 Uniform Investment Adviser Law Examination 1995-08-25
  • S63 Uniform Securities Agent State Law Examination
    2019-05-20
  • S65 Uniform Investment Adviser Law Examination
    1995-08-25
Other Names
  • David Neubert

View on SEC IAPD

Other Firms

NEWSOUTH CAPITAL MANAGEMENT INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
LPL FINANCIAL LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
COORDINATED CAPITAL SECURITIES, INC.

Other Investors

Lisa Gail Barker
CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN
INDEPENDENT FINANCIAL GROUP, LLC · MEMPHIS, TN

More in Memphis, TN

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