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Celine Xiaolin Chen

Citigroup Global Markets Inc.

Saratoga, CA

Los Angeles, CA

San Jose, CA

Saratoga, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-22
OH RA APPROVED 2021-10-26
CA RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2025-05-22
  • OH RA
    APPROVED
    Since 2021-10-26
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Cwm Retail, Sales 12948 Saratoga-Sunnyvale Road, Saratoga, CA 95070 • United States

Citi Wealth Management, Sales 300 South Grand Avenue, Fl 31, Los Angeles, CA 90071 • United States

Cwm Retail, Sales 1310 El Paseo De Saratoga, San Jose, CA 95130 • United States

Saratoga, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Saratoga CA 05/2007 Present
Previous Registrations
  • 2003-08-07 → 2007-05-29
    Citicorp Investment Services
    Fremont, CA
    Saratoga, CA
  • 2000-02-08 → 2003-08-14
    Charles Schwab & Co., Inc.
    Fremont, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1995-08-23
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1995-08-23
Other Names
  • Xiaolin Chen
  • Celine Chen
  • Xiaolin Chen

View on SEC IAPD

Other Firms

TRANSAMERICA FINANCIAL ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
BETTERWEALTH LLC
WHEELER FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

TSANKUEN WANG
Hui Yao Stacy Lu
YUEZUE JOANNA Price
YUH-JIUN CHEN
Frank A Gomez
Eugene Mendoza
NAVDEEP SINGH BRAR
Mark E. Manasco

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · SARATOGA, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
OSAIC WEALTH, INC. · SAN JOSE, CA
BETTERWEALTH LLC · SAN JOSE, CA
WHEELER FINANCIAL SERVICES, LLC · SAN JOSE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Saratoga, CA

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