Jeffrey Lee Wasserman

Hunt Valley, MD

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2009-10-02
TX	RA	APPROVED_RES	2009-07-10
MD	RA	APPROVED	2009-06-01

VA RA
APPROVED

Since 2009-10-02
TX RA
APPROVED_RES

Since 2009-07-10
MD RA
APPROVED

Since 2009-06-01

Branch Locations

303 International Circle Suite 500, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Baltimore	MD	04/2007	Present
Morgan Stanley Smith Barney	Hunt Valley	MD	06/2009	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2026	Present

04/2007 → Present

Morgan Stanley & Co., Incorporated

Baltimore, MD
06/2009 → Present

Morgan Stanley Smith Barney

Hunt Valley, MD
04/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Hunt Valley, MD

Baltimore, MD
1998-01-01 → 2007-04-02

Morgan Stanley Dw Inc.

Baltimore, MD

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-05
S63	Uniform Securities Agent State Law Examination	1995-09-22

S65 Uniform Investment Adviser Law Examination

1995-10-05
S63 Uniform Securities Agent State Law Examination

1995-09-22

View on SEC IAPD

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OSAIC WEALTH, INC.

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AE WEALTH MANAGEMENT, LLC

Other Investors

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JOHN FRANCIS MORAN

Jack Richard Sweiderk

WILSON CROSBY TALIAFERRO

Cristina Polvinale Kothari

JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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