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Christopher Lee Baucom

Canopy Partners

Cincinnati, OH

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Current Employers
Canopy Partners

3825 Edwards Road Suite 420, Cincinnati, OH 45209 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-07-19
  • OH RA
    APPROVED
    Since 2024-07-19

Branch Locations

3825 Edwards Road Suite 420, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Canopy Partners, Llc Cincinnati OH 08/2023 Present
Ascent Private Capital Management Of U.S. Bank Cincinnati OH 09/2012 08/2023
  • 08/2023 → Present
    Canopy Partners, Llc
    Cincinnati, OH
  • 09/2012 → 08/2023
    Ascent Private Capital Management Of U.S. Bank
    Cincinnati, OH
Other Businesses

Entity Name: Tusculum Insurance Solutions, LLC; Investment related: No; Address: Cincinnati, OH; Nature of the other business: Life insurance; Position/Title: Ownership interest; Start Date: 10/2023; Approximate # of hours per month: 2; Approximate # of hours during securities trading hours: 2; Briefly describe your duties: Minority owner, provide business oversight and consult with majority owner as to operations, sales, and other business matters | Entity Name: Cincinnati Opera Association; Investment related: Yes; Address: Cincinnati, OH; Nature of the other business: Second oldest Opera Company in the United States; Position/Title: Volunteer serving as a Board and Investment Committee Member; Start Date: January 2007; Approximate # of hours per month: 1; Approximate # of hours during securities trading hours: 1; Briefly describe your duties: Serve as ambassador and subscriber to Cincinnati Opera, serve on investment committee to approve investment policy and monitor managers and performance.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-12-08
S65 Uniform Investment Adviser Law Examination 1995-07-27
  • S63 Uniform Securities Agent State Law Examination
    1995-12-08
  • S65 Uniform Investment Adviser Law Examination
    1995-07-27
Designations
Other Names
  • Christopher Baucom
  • Chirstopher Lee Baucom

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