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3825 Edwards Road Suite 420, Cincinnati, OH 45209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-07-19 |
Branch Locations
3825 Edwards Road Suite 420, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Canopy Partners, Llc | Cincinnati | OH | 08/2023 | Present |
| Ascent Private Capital Management Of U.S. Bank | Cincinnati | OH | 09/2012 | 08/2023 |
Entity Name: Tusculum Insurance Solutions, LLC; Investment related: No; Address: Cincinnati, OH; Nature of the other business: Life insurance; Position/Title: Ownership interest; Start Date: 10/2023; Approximate # of hours per month: 2; Approximate # of hours during securities trading hours: 2; Briefly describe your duties: Minority owner, provide business oversight and consult with majority owner as to operations, sales, and other business matters | Entity Name: Cincinnati Opera Association; Investment related: Yes; Address: Cincinnati, OH; Nature of the other business: Second oldest Opera Company in the United States; Position/Title: Volunteer serving as a Board and Investment Committee Member; Start Date: January 2007; Approximate # of hours per month: 1; Approximate # of hours during securities trading hours: 1; Briefly describe your duties: Serve as ambassador and subscriber to Cincinnati Opera, serve on investment committee to approve investment policy and monitor managers and performance.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-12-08 |
| S65 | Uniform Investment Adviser Law Examination | 1995-07-27 |
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