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William B Harris

J.P. Morgan Securities LLC

Sugar Land, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

2430 Highway 6, Sugar Land, TX 77478 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sugar Land TX 01/2005 Present
Jpmorgan Chase Bank, Na. Sugar Land TX 08/1999 Present
Previous Registrations
  • 2009-02-09 → 2012-10-01
    Chase Investment Services Corp.
    Sugarland, TX
    Houston, TX
    Sugarland, TX
    Sugarland, TX
    Sugar Land, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-03
S63 Uniform Securities Agent State Law Examination 2005-12-12
  • S65 Uniform Investment Adviser Law Examination
    2009-02-03
  • S63 Uniform Securities Agent State Law Examination
    2005-12-12
Designations
Other Names
  • Bill Harris
  • William B. Harris
  • William B. Harris
  • William B Harris
  • William Butler Harris

View on SEC IAPD

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