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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-10-16 |
Branch Locations
806 Green Valley Rd Ste 100, Greensboro, NC 27408 • United States
380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States
Mcleansville, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greensboro | NC | 12/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greensboro | NC | 11/2016 | Present |
NORTHWOODS HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; MCLEANSVILLE, NC; PRESIDENT; HOA; START DATE 1/005; 5 HRS MONTH; NONE DURING TRADING HOURS; DUTIES-MAINTAIN AND UPHOLD THE HOA'S COVENANTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-25 |
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