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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
1550 Market Street Suite 600, Denver, CO 80202 • United States
Silverthorn, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Denver | CO | 04/2007 | Present |
| Morgan Stanley Smith Barney | Denver | CO | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1)BOARD MEMBER WITH THE HARRY L. & EVA J. PUKSTA FOUNDATION. 2)MAGNOLIA RESTAURANT. 3) Rental property; Investment related Yes; Ave Denver,CO; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent);Jun/2018; During business hours: 0; After business hours: 2; rental property owner. 4)*222317- Karpata LLC; Investment related -Yes; Denver, Colorado; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2011; During business hours: 0; After business hours: 0; *346514- Tolo LLC; Investment related Yes; Denver, Colorado; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2018 During business hours: 0; After business hours: 0; *470322- Mi Dushi LLC; Investment related Yes; Denver, Colorado; Real Estate;Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 0; Administrative, Other *499070 : Sunchi LLC ; Investment related : Yes ; Wheat Ridge ; Colorado ; Real Estate ; Officer(proprietor, partner, officer, director, employee, trustee, agent) ; 10/2022 ; During business hours : 0 ; After business hours : 5 ; Property Management *563370 - Something Special LLC; Investment related: Yes; Littleton, Colorado; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2023; During business hours: 1; After business hours: 0; Administrative *568916- Windsock LLC; Investment related Yes; Wheat Ridge, Colorado; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2023; During business hours: 0; After business hours: 2; Property Management, Check Signing/Funds Disbursements, Administrative *573283- The Lake LLC; Investment related: Yes; Dillon, Colorado; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2023; During business hours: 0; After business hours: 1; Administrative *582343- Pink Beach LLC; Investment related: Yes; Denver, Colorado; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2024; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-19 |
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