Claudie Andrew Armstrong

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2008-08-15

NC RA
APPROVED

Since 2008-08-15

Branch Locations

620 Green Valley Rd Ste 306, Greensboro, NC 27408 • United States

Mcleansville, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Greensboro	NC	08/2008	Present

08/2008 → Present

Lpl Financial

Greensboro, NC

Previous Registrations

2008-01-18 → 2008-07-09

Ameriprise Financial Services, Llc

Winston Salem, NC

Other Businesses

1. 08/15/2008 - INNOVATIVE FINANCIAL SOLUTIONS, LLC/DBA ONLY/GREENSBORO, NC 27408

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-01-17
S63	Uniform Securities Agent State Law Examination	1995-09-21

S65 Uniform Investment Adviser Law Examination

2008-01-17
S63 Uniform Securities Agent State Law Examination

1995-09-21

Other Names

Claude Andrew Armstrong
Claude Andrew Armstrong

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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