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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-17 |
| OH | RA | APPROVED | 2016-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2016 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD IA, 07/2016, AS ADVISORY REP OF AN RIA, INV REL, 140 HR/MO, 28 HR/MO TRADING. 2) PREFERRED PLANNING ASSOCIATES, 420 WELLS MILL DR, OXFORD, OH, 11/2016, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO, 4 HR/MO TRADING. 3) INGENESIS SOLUTIONS, LLC, 18756 Stone Oak Pkwy, San Antonio TX 78258, United States, 06/15/2024, Benefits Counselor, Insurance/Benefits/Human Resources, NIR, 15 HR/MO, 0 HR/MO TRADING. 4) DBA PREFERRED PLANNING ASSOCIATES, 31 Lynn Ave, Oxford OH 45056, 07/01/2016, Registered Representative, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING 5) MASON SCHOOLS COMET CAPITAL CLASS, 6100 Mason Montgomery Rd, Mason, OH 45040, 07/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-14 |
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