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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-17
OH RA APPROVED 2016-07-25
  • TX RA
    APPROVED_RES
    Since 2021-11-17
  • OH RA
    APPROVED
    Since 2016-07-25

Branch Locations

31 Lynn Ave., Oxford, OH 45056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2016 Present
  • 07/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2006-06-30 → 2015-12-31
    Ameritas Investment Company, Llc
    Cincinnati, OH
  • 2003-06-23 → 2006-06-30
    Carillon Investments, Inc.
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD IA, 07/2016, AS ADVISORY REP OF AN RIA, INV REL, 140 HR/MO, 28 HR/MO TRADING. 2) PREFERRED PLANNING ASSOCIATES, 420 WELLS MILL DR, OXFORD, OH, 11/2016, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO, 4 HR/MO TRADING. 3) INGENESIS SOLUTIONS, LLC, 18756 Stone Oak Pkwy, San Antonio TX 78258, United States, 06/15/2024, Benefits Counselor, Insurance/Benefits/Human Resources, NIR, 15 HR/MO, 0 HR/MO TRADING. 4) DBA PREFERRED PLANNING ASSOCIATES, 31 Lynn Ave, Oxford OH 45056, 07/01/2016, Registered Representative, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING 5) MASON SCHOOLS COMET CAPITAL CLASS, 6100 Mason Montgomery Rd, Mason, OH 45040, 07/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-19
S63 Uniform Securities Agent State Law Examination 1995-09-14
  • S65 Uniform Investment Adviser Law Examination
    2000-05-19
  • S63 Uniform Securities Agent State Law Examination
    1995-09-14
Other Names
  • Andrew James Vanerp

View on SEC IAPD

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