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Michael Alan Rudolph

Eagle Strategies LLC

Oxford, OH

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-01
OH RA APPROVED 2001-02-08
  • TX RA
    APPROVED_RES
    Since 2016-09-01
  • OH RA
    APPROVED
    Since 2001-02-08

Branch Locations

5995 Fairfield Road Suite 1, Oxford, OH 45056 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Cincinnati OH 02/1997 Present
Nylife Securities Llc Cincinnati OH 02/1997 Present
Bailey & Associates, Inc. Hamilton OH 02/1997 12/2022
  • 02/1997 → Present
    New York Life Insurance Company
    Cincinnati, OH
  • 02/1997 → Present
    Nylife Securities Llc
    Cincinnati, OH
  • 02/1997 → 12/2022
    Bailey & Associates, Inc.
    Hamilton, OH
Other Businesses

[KIWANIS CLUB OF OXFORD, OHIO; ROLE/TITLE: OFFICER; SERVE AS PRESIDENT OF THE LOCAL CLUB AND SIT ON THE BOARD OF DIRECTORS; NON INVESTMENT RELATED; START DATE 9/2002] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 5995 Fairfield Road, Suite 1, Oxford, OH 45056; Start Date 06/2020; Role/Title: Owner; Investment Related; 8 hours per month; 8 hours per month during securities trading hours] [Rudolph Financial Advisors; This name is used for payroll/tax purposes and checking account only. I market myself to the general public as New York Life / Eagle Strategies LLC.; 5995 Fairfield Road, Suite 1 Oxford, Ohio 45056; Start Date 06/2020; Role/Title: Owner; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours;make sure that payroll tax reports are filed by our CPA, pay the payroll taxes and maintain the checking account] [South Farm Homeowners Association; I have taken a position as President and Board member of the Association.; 200 Morgan Circle Oxford, Ohio 45056; Start Date 05/2021; Role/Title: Officer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours;oversee the functioning of the board and coordinate our meetings and events] [Ohio District Kiwanis Foundation; Our mission is to raise, manage, and distribute funds to support programs of Ohio District Kiwanis family organizations for the improvement of the lives of children and families.; P.O. Box 668 Circleville, Ohio 43113; Start Date 10/2022; Role/Title: Board Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours;Board member who will participate on the marketing and grants committees where I will help to promote the opportunities for grants to the Kiwanis Clubs in Ohio, as well as review the request for grants from the local Kiwanis Clubs] [NAIFA - NAtional association of Insurance and Financial Advisors; Advocate for the Insurance and Financial Services industry; 2901 Telestar Court Falls Church, VA 22042; Start Date 06/2023; Role/Title: Board Member; Investment Related; 3 hours per month; 3 hours per month during securities trading hours] [Oklahoma Oil Well; 1/45th share in an oil well in Roger Mills Oklahoma.; Oklahoma Mineral Owner Registry P.O. Box 13550 Oklahoma City, OK 73113; Start Date 05/2024; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Oxford Presbyterian Church; Local congregation of the Presbyterian Church. I will be a member of the Session as a Ruling Elder.; 101 North Main Street, Oxford, Ohio, 45056; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Attend a Session meeting once a month to review staffing issues, congregational care issues, budget and stewardship issues]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-29
  • S63 Uniform Securities Agent State Law Examination
    1990-10-29

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