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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-23 |
| OH | RA | APPROVED | 2001-02-20 |
Branch Locations
5995 Fairfield Road Suite 1, Oxford, OH 45056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Cincinnati | OH | 10/1991 | Present |
| Nylife Securities Llc | Cincinnati | OH | 02/1992 | Present |
| Bailey & Associates Inc. | Hamilton | OH | 10/1991 | 12/2022 |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1502 PECK BLVD, HAMILTON, OH 45011; PRESIDENT/TREASURER; AS OF 09/19/2001; DBA BAILEY & ASSOCIATES INC.] [MUSICIAN; IN A 20 PIECE BAND; NNOT INVESTMENT-RELATED; 1502 UNIVERSITY BLVD, HAMILTON OH 45011; GUITAR; 5 HRS PER MONTH]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-03-19 |
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