Aaron Alex Ames

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → Present
  Lpl Financial Llc
  Oxford, OH

Other Businesses

1. 06/04/2014 - NO BUSINESS NAME - NOT INV REL - Notary - 5995 Fairfield Rd #2 Oxford, OH 45056 - START 07/01/2006 - NO TIME SPENT 2. 01/13/2016 - Ames Financial Advisors - INV REL - Ames Financial Advisors - DBA for LPL Business (entity for LPL business) - START 02/01/2016 - 120 HOURS PER MONTH DURING TRADING - Regular LPL business.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-12-16