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Shellie Nicole Baugh

J.P. Morgan Securities LLC

Oxford, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-01-02
  • OH RA
    APPROVED
    Since 2021-01-02

Branch Locations

20 West High Street, Oxford, OH 45056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Oxford OH 10/2012 02/2020
Fifth Third Bank Eaton OH 02/2020 12/2020
Fifth Third Securities Eaton OH 06/2020 12/2020
Jp Morgan Chase Bank Oxford OH 12/2020 Present
Jp Morgan Securities Llc Oxford OH 12/2020 Present
Jp Morgan Chase Bank Oxford OH 01/2004 02/2020
  • 10/2012 → 02/2020
    J.P. Morgan Securities Llc
    Oxford, OH
  • 02/2020 → 12/2020
    Fifth Third Bank
    Eaton, OH
  • 06/2020 → 12/2020
    Fifth Third Securities
    Eaton, OH
  • 12/2020 → Present
    Jp Morgan Chase Bank
    Oxford, OH
  • 12/2020 → Present
    Jp Morgan Securities Llc
    Oxford, OH
  • 01/2004 → 02/2020
    Jp Morgan Chase Bank
    Oxford, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-09
S63 Uniform Securities Agent State Law Examination 2004-02-12
  • S65 Uniform Investment Adviser Law Examination
    2020-07-09
  • S63 Uniform Securities Agent State Law Examination
    2004-02-12
Other Names
  • Shellie N Wilhelm
  • Shellie N Wilhelm
  • Shellie Nicole Wilhelm
  • Shellie N Baugh
  • Shellie Baugh

View on SEC IAPD

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Other Investors

WILLIAM JOSEPH SCHAFER
MICHAEL ALAN RUDOLPH
JESS ELLIOT BENNETT
AARON ALEX AMES
ROGER DEAN AMES
ANDREW JAMES VAN ERP
Phillip F Abshire
RYAN L. FINK

Other Offices

EAGLE STRATEGIES LLC · OXFORD, OH
CETERA INVESTMENT ADVISERS LLC · OXFORD, OH
LPL FINANCIAL LLC · OXFORD, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Oxford, OH
EDWARD JONES · OXFORD, OH
EDWARD JONES · CAMDEN, OH
EDWARD JONES · HAMILTON, OH
LPL FINANCIAL LLC · HAMILTON, OH

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