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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2007-05-21 |
Branch Locations
1 Greenwood Dr, Hilton Head Island, SC 29928 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
320 Broad St, Charleston, SC 29401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hilton Head Island | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hilton Head Island | SC | 11/2016 | Present |
RENTAL PROPERTY, INV RELAED, WILMINGTON, NC, START: 9/2013, 1 HOUR PER MONTH/0 DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-12-07 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-07 |
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