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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-23 |
| SC | RA | APPROVED | 2018-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abg Sundal Collier | New York | NY | 08/2010 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hilton Head Island | SC | 05/2018 | Present |
| Unemployed | Travel | SC | 01/2018 | 05/2018 |
| Bank Of America, N.A. | Hilton Head Island | SC | 01/2019 | Present |
I*1243324For profit or not for profit: Entity For ProfitName of outside business organization: PKL PartyInvestment related: NAddress of business: hilton head island, South Carolina, 29928Nature of business: Limited Liability CompanyPosition, title, association: Owner Start date of relationship: 4/4/2023Number of hours devoted: 10 hrs MthlyNumber of hours devoted during trading hours: 0Duties: Apparel company for pickleball. Responsibilities as co-owner include marketing, designing, selling, accountingI*: 2101269Entity Type: Rental Property Name of OBA: Rental Property 1Address: Hardeeville, SC 29927Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 11/22/2024Number of Hours: 1 hr annuallyNumber of Hours during trading: 0Duties: sting a rental property with self and other family members I*3110272 Entity Type: Entity For Profit Name of OBA: Yoga Teaching Address: hhi, South Carolina Investment Related: No Position, Title, Association: Other Employee Start Date: 11/01/2025 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: to teach yoga classes teach yoga classes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-28 |
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