David George Ruckno

Current Employers

Employment History

• 04/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hilton Head Island, SC
• 12/2009 → Present
  Bank Of America, N.A.
  Hilton Head Island, SC

Previous Registrations

• 1999-07-22 → 2009-05-04
  Ubs Financial Services Inc.
  Hilton Head, SC
  Hilton Head, SC

Other Businesses

I*71713 For profit or not for profit: For-Profit Organization Name of outside business organization: Spencer Road LLC Investment related: Y Address of business: Luzerne, Pennsylvania 18709 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/2/2014 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: 50% owner of Real Estate holding Company being created to sell 4 lots given to cousins from grandfater 35 years ago. I*34625 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RUCKNO ASSOCIATES INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: LUZERNE, PENNSYLVANIA 18704 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 5/4/2005 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER I*6921 For profit or not for profit: Name of outside business organization: Sole Proprietorship Investment related: Address of business: Hilton Head Island, South Carolina 29926 Nature of business: , Position, title, association: , Start date of relationship: 10/1/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*7239 For profit or not for profit: Name of outside business organization: Kelly Ruckno real esate holdings Investment related: Address of business: Hilton Head Island, South Carolina 29926 Nature of business: , Position, title, association: , Start date of relationship: 5/1/2006 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*7322 For profit or not for profit: Name of outside business organization: Westbury Park Investment related: Address of business: Bluffton, South Carolina 29910 Nature of business: , Position, title, association: , Start date of relationship: 11/6/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*: 504096 For profit or not for profit: For Profit Name of outside business organization: Wildwood Court Investment related: No Address of business: Hilton Head Island, South Carolina 29928 Nature of business: rental property Position, title, association: Co-owner with other family members Start date of relationship: 3/3/2020 Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 Duties: rental property

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-16
• S63 Uniform Securities Agent State Law Examination
  1998-06-25