Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-09-26
TX RA APPROVED_RES 2009-04-29
SC RA APPROVED 2009-04-23
  • TN RA
    APPROVED
    Since 2024-09-26
  • TX RA
    APPROVED_RES
    Since 2009-04-29
  • SC RA
    APPROVED
    Since 2009-04-23

Branch Locations

21 Hatton Pl, Hilton Head Island, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Hilton Head Island SC 04/2009 Present
Bank Of America, N.A. Hilton Head Island SC 07/2011 Present
  • 04/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Hilton Head Island, SC
  • 07/2011 → Present
    Bank Of America, N.A.
    Hilton Head Island, SC
Previous Registrations
Other Businesses

1. ISLAND RECREATION CENTER, NOT INVESTMENT REALATED, PO BOX 22593 HILTON HEAD SC, COMMUNITY RECREATION CENTER, SOCCER COACH-TRAINER, BEGAN 1/6/2007, 3 HOURS/WEEK ON WEEKENDS, NOT DURING BUSINESS HOURS, SOCCER COACH-TRAINER. I*97222FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JBRIGHTON LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:HILTON HEAD, SOUTH CAROLINA 29928NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/21/2016NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: JBRIGHTON LLC WAS SET UP TO HOLD RENTAL REAL ESTATE PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-22
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S65 Uniform Investment Adviser Law Examination
    2000-12-22
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hilton Head Island, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor