Best Investors Account Sign in

Leanne B Woodard

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hilton Head Island, SC

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-23
SC RA APPROVED 2013-09-11
  • TX RA
    APPROVED
    Since 2013-09-23
  • SC RA
    APPROVED
    Since 2013-09-11

Branch Locations

21 Hatton Pl, Hilton Head Island, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hilton Head SC 12/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-09
S65 Uniform Investment Adviser Law Examination 1995-03-06
S63 Uniform Securities Agent State Law Examination 1989-11-09
  • S66 Uniform Combined State Law Examination
    2013-09-09
  • S65 Uniform Investment Adviser Law Examination
    1995-03-06
  • S63 Uniform Securities Agent State Law Examination
    1989-11-09
Other Names
  • Leanne Carla Woodard
  • Leanne Carla Book
  • Leanne Carla Book
  • Leanne Book Woodard

View on SEC IAPD

Other Firms

HILTON HEAD CAPITAL PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
TRUIST ADVISORY SERVICES, INC.
MORGAN STANLEY
THE ASCENT GROUP, LLC
AE WEALTH MANAGEMENT, LLC
PRINCIPAL SECURITIES, INC.
EDWARD JONES

Other Investors

Ryan Jon Berry
Gregory F Viventi
MATTHEW RYAN KENNETT
Paula L Eagle
John MARK Brighton
DAVID GEORGE RUCKNO
Brighan C Dryer
LINDA HILL

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HILTON HEAD, SC
HILTON HEAD CAPITAL PARTNERS, LLC · HILTON HEAD ISLAND, SC
WELLS FARGO CLEARING SERVICES, LLC · HILTON HEAD ISLAND, SC
TRUIST ADVISORY SERVICES, INC. · HILTON HEAD ISLANDS, SC
TRUIST ADVISORY SERVICES, INC. · HILTON HEAD, SC
MORGAN STANLEY · Hilton Head Island, SC
THE ASCENT GROUP, LLC · Hilton Head, SC
AE WEALTH MANAGEMENT, LLC · Hilton Head Island, SC

More in Hilton Head Island, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor