Derek Matthew Wolff

Current Employers

Wolff Financial Advisors, Llc

11001 West 120Th Ave #400, Broomfield, CO 80021 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2006-03-27

CO RA
APPROVED

Since 2006-03-27

Branch Locations

11001 West 120Th Ave #400, Broomfield, CO 80021 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wolff Financial Advisors	Denver	CO	03/2005	Present

03/2005 → Present

Wolff Financial Advisors

Denver, CO

Previous Registrations

2006-03-27 → 2008-12-31

Wolff Financial Advisors, Llc

Broomfield, CO
2006-03-27 → 2007-12-31

Wolff Financial Advisors, Llc

Boulder, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-05-05
S63	Uniform Securities Agent State Law Examination	2000-07-28

S65 Uniform Investment Adviser Law Examination

2005-05-05
S63 Uniform Securities Agent State Law Examination

2000-07-28

Designations

View on SEC IAPD

Current Employers

Wolff Financial Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews