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Stracy Darrin Chatham

LPl Financial LLC

Vestavia, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-10
AL RA APPROVED 2020-02-28
  • TX RA
    APPROVED_RES
    Since 2023-02-10
  • AL RA
    APPROVED
    Since 2020-02-28

Branch Locations

3109 Blue Lake Dr Ste 101, Vestavia, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Wetumpka AL 12/2014 02/2020
Securities America Advisors Wetumpka AL 12/2014 02/2020
Lpl Financial Llc Columbiana AL 02/2020 Present
  • 12/2014 → 02/2020
    Securities America Inc
    Wetumpka, AL
  • 12/2014 → 02/2020
    Securities America Advisors
    Wetumpka, AL
  • 02/2020 → Present
    Columbiana, AL
Previous Registrations
  • 2015-01-21 → 2020-02-27
    Securities America Advisors, Inc.
    Wetumpka, AL
    Columbiana, AL
  • 2009-01-02 → 2015-01-05
    Wetumpka, AL
    Wetumpka, AL
  • 2002-08-13 → 2009-01-02
    Raymond James Financial Services, Inc.
    Wetumpka, AL
    Guntersville, AL
Other Businesses

1. 2/27/2020 - S. DARRIN CHATHAM INSURANCE SALES - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 12/26/2014 - 20 Hours Per Month - SALES AND SERVICE. 2. 5/29/2020 - LTCI - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/27/2020 - 10 Hours Per Month/1 Hour During Securities Trading. 3. 06/27/2022 - Chatham Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/22/2022 - 40 Hours Per Month/ 6 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-18
  • S63 Uniform Securities Agent State Law Examination
    1995-08-18

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