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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2020-09-18 |
| TX | RA | APPROVED_RES | 2020-01-17 |
| MN | RA | APPROVED | 2020-01-16 |
Branch Locations
250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States
Hugo, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Saint Paul | MN | 04/2014 | 01/2020 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 01/2020 | Present |
NAME OF ENTITY: Amazon INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Selling products on Amazon CAPACITY: Independent Contractor/Consultant START DATE: 10/15/21 DUTIES: Sending products to Amazon warehouse to be sold on their website. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-23 |
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