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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2016-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thompson Baxter & Assoc | Biloxi | MS | 05/1994 | 09/2016 |
| Lpl Financial, Llc | Gulfport | MS | 09/2016 | Present |
1. 10/02/2023 - Pathway Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2017 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-12 |
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