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James David Mcmanus

LPl Financial LLC

Myrtle Beach, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-10-18
  • SC RA
    APPROVED
    Since 2016-10-18

Branch Locations

1360 Rue De Jean Ave, Myrtle Beach, SC 29579 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Myrtle Beach SC 04/2014 Present
Previous Registrations
Other Businesses

(1) 07/30/2014: No Business Name - Non-Variable Insurance - Investment Related - 110 Washington Ave, North Haven CT 06473 - Start 04/15/2014 - 10 Hr/Mo; 1 Hour(s) During Securities Trading - Owner/Asset Manager. Insurance Types: Life, Health, Disability, LTC, Fixed Annuities. (2) 12/2/2016: themarketcommonadvisor.com - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/08/2016 - 2 Hours Per Month/0 Hours During Securities Trading. (3) 2/8/2017: Jabes Financial, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/12/2017 - 0 Hours Per Month - Business entity for tax purposes. (4) 11/15/2017: American Trust Insurance Agency LLC - Investment Related - At Reported Business Location(s) - Property and Casualty - Owner - Started 07/01/2017 - 20 Hours Per Month During Securities Trading - Property and Casualty insurance policy sales. (5) 8/21/2018 - Bionic Investing - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/26/2018 - 40 Hours Per Month/2 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-15
S63 Uniform Securities Agent State Law Examination 1995-10-02
  • S66 Uniform Combined State Law Examination
    2000-11-15
  • S63 Uniform Securities Agent State Law Examination
    1995-10-02
Other Names
  • James Mcmanus

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