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Richard Vern Hueter

Stifel, Nicolaus & Company, Incorporated

Bloomfield Hills, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-08
MI RA APPROVED 2018-11-16
  • TX RA
    APPROVED_RES
    Since 2019-07-08
  • MI RA
    APPROVED
    Since 2018-11-16

Branch Locations

39533 Woodward Avenue Suite 210, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Port Huron MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Port Huron MI 11/2016 11/2018
Stifel Nicolaus & Co Inc Bloomfield Hills MI 11/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Port Huron, MI
  • 11/2016 → 11/2018
    Wells Fargo Clearing Services, Llc
    Port Huron, MI
  • 11/2018 → Present
    Stifel Nicolaus & Co Inc
    Bloomfield Hills, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-19
S63 Uniform Securities Agent State Law Examination 1995-08-17
  • S65 Uniform Investment Adviser Law Examination
    2010-10-19
  • S63 Uniform Securities Agent State Law Examination
    1995-08-17

View on SEC IAPD

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HIDDEN CAPITAL MANAGEMENT, LLC
PROSPERITY WEALTH STRATEGIES LLC
QUARTON CAPITAL PARTNERS
SPARTAN WEALTH MANAGEMENT

Other Investors

JANETTE LEIGH SCHAD
ROMAIN HUBERT DUCASSE
Jacob Cole Herman
Thomas Jack Schwartz
NICOLE LEE HOAG
GABRIEL STEPHEN BESHARA
Spencer Christian Eick
Gregory John Schwartz

Other Offices

ENGLISH CAPITAL MANAGEMENT LLC · BLOOMFIELD HILLS, MI
SCHWARTZ & CO. · BLOOMFIELD HILLS, MI
GREGORY J. SCHWARTZ & CO., INC. · BLOOMFIELD HILLS, MI
LPL FINANCIAL LLC · BIRMINGHAM, MI
J.P. MORGAN SECURITIES LLC · BLOOMFIELD HILLS, MI
HIDDEN CAPITAL MANAGEMENT, LLC · BLOOMFIELD HILLS, MI
PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI

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