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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-12-13 |
| TX | RA | APPROVED | 2020-02-21 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
270 Main Street N Suite 100, Stillwater, MN 55082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Stillwater | MN | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-19 |
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